Public records published by the Financial Industry Regulatory Authority (FINRA) on July 16, 2018 indicate that Florida-based Ameriprise Financial Services broker/adviser Thomas Eisenhuth has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Eisenhuth (CRD# 4364320).
Thomas Eisenhuth has spent 17 years in the securities industry and has been registered with Ameriprise Financial Services in Winter Park, Florida since July 2017. Previous registrations include Morgan Stanley in Winter Park, Florida (2009-2017); Morgan Stanley & Company in Winter Park, Florida (2009); Merrill Lynch in Winter Park, Florida (2002-2009); and First Union Securities in St. Louis, Missouri (2001-2002). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 4, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 13, 2001; Series 31 (Futures Managed Funds Examination), which he obtained on April 27, 2010; Series 7 (General Securities Representative Examination), which he obtained on May 7, 2002; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 10, 2001. He is a registered broker and investment adviser with 29 US states and territories.
According to his BrokerCheck report, he has received three pending customer complaints.