Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 15, 2018 indicate that Massachusetts-based Ameriprise Financial Services broker/adviser Alfred Weaver has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weaver (CRD# 460549).
Alfred Weaver has spent 50 years in the securities industry and has been registered with Ameriprise Financial Services in Westborough, Massachusetts since 2012. Previous registrations include Morgan Stanley Smith Barney in Waltham, Massachusetts (2009-2012); Citigroup Global Markets in Watham, Massachusetts (1993-2009); Lehman Brothers in New York, New York (1988-1993); EF Hutton & Company (1984-1988); Paine Webber Jackson & Curtis (1980-1984); and Paine Webber Jackson & Curtis (1968-1980). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 18, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 26, 1984; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; PC (AMEX Put and Call Exam), which he obtained on September 2, 1977; and Series 1 (Registered Representative Examination), which he obtained on December 18, 1967. He is a registered broker and investment adviser with 12 US states and territories: Connecticut, Florida, Maine, Maryland, Massachusetts, New Hampshire, New York, Rhode Island, South Carolina, Texas, Vermont, and Virginia.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one denied customer complaint.