Articles Tagged with AllState Financial Services

David ReynoldsPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 11, 2018 indicate that former California-based Allstate Financial Services broker/adviser David Reynolds has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Reynolds (CRD# 4685302).

David Reynolds has spent ten years in the securities industry and was most recently registered with Allstate Financial Services in Modesto, California (2016-2017). Previous registrations include Princor Financial Services Corporation in Modesto, California (2008-2015); Merrill Lynch in Modesto, California (2008); and E*Trade Securities in New York, New York (2003-2004). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on April 21, 2008; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 25, 2008; and Series 7 (General Securities Representative Examination), which he obtained on January 8, 2008. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one FINRA sanction and two customer complaints, and he was recently discharged from his former employer in connection to alleged rule violations.

Ciro SantoroPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2018 indicate that former New Jersey-based Allstate Financial Services broker/adviser Ciro Santoro was recently sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Santoro (CRD# 2149524).

Ciro Santoro has spent 17 years in the securities industry and was most recently registered with Allstate Financial Services in Cherry Hill, New Jersey (2010-2017). Previous registrations include Equity Services in Media, Pennsylvania (2009); Securities Service Network in Knoxville, Tennessee (1997-2002); Securities Service Network (1995-1997); Prudential Securities in New York, New York (1993-1995); Penn Center Investments in Atlanta, Georgia (1992-1993); and Hibbard Brown & Company in New York, New York (1991-1992). He has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on May 15, 2009; Series 65 (Uniform Investment Adviser Law Examination), which he obtained on November 1, 1995; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 2, 1991; Series 7 (General Securities Representative Examination), which he obtained on March 30, 2009; and Series 24 (General Securities Principal Examination), which he obtained on July 1, 1996. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has been sanctioned by FINRA and was terminated from his former employer in connection to alleged rule violations.

Michael Hanson

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 31, 2017 indicate that California-based AllState Financial Services broker/adviser Michael Hanson has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hanson (CRD# 1494230).

Michael Hanson has spent 29 years in the securities industry and has been registered with AllState Financial Services in Bellflower, California since April 2017. Previous registrations include LPL Financial in La Mirada, California; Wells Fargo Investments in Ontario, California; Wells Fargo Securities in San Francisco, California; Griffin Financial Services; and Dean Witter Reynolds in Purchase, New York. He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 3 (National Commodity Futures Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with five US states: Arizona, California, Michigan, Nevada and Ohio.

According to his BrokerCheck report, he has received two pending customer complaints.

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