Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 29, 2019 indicate that Florida-based Morgan Stanley broker/adviser Adam Palmer has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Palmer (CRD# 2152815).
Adam Palmer has spent 22 years in the securities industry and has been registered with Morgan Stanley in Tampa, Florida since 2009. Previous registrations include Citigroup Global Markets in Tampa, Florida (2006-2009); UBS Financial Services in Tampa, Florida (2000-2006); and JB Hanauer & Company in Parsippany, New Jersey (1996-2000). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 15, 1996; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2016; Series 7 (General Securities Representative Examination), which he obtained on October 2, 1996; and Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on September 11, 2006. He is a registered broker and investment adviser with 30 US states and territories.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.