Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that former California-based NYLife Securities broker/adviser Steven Kaneski has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kaneski (CRD# 2028197).
Steven Kaneski has spent 21 years in the securities industry and was most recently registered with NYLife Securities in Roseville, California (1996-2018). He has no previous registrations. He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 6, 1996; SIE (Securities Industry Essentials Examination), which he obtained on February 12, 2018; Series 7 (General Securities Representative Examination), which he obtained on March 5, 2001; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on May 6, 1996. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.
In January 2019 a party of customers alleged Steven Kaneski, while employed at NYLife Securities, recommended unsuitable fixed insurance and variable annuity policies whose features he failed to fully explain, and for which they did not sign some disclosure documents. The customers are seeking $1,000,000 in damages in the pending complaint.
In 2016 a customer alleged Steven Kaneski, while employed at NYLife Securities, sold him a variable annuity with whose performance and liquidity he was unhappy with. The complaint settled for $25,139.
In 2012 a customer alleged Steven Kaneski, while employed at NYLife Securities, recommended unsuitable variable annuity policies. The complaint settled for more than $11,500.
If you or someone you know has a complaint regarding Steven Kaneski, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.