Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 2, 2018 indicate that North Carolina-based Cambridge Investment Research broker/adviser Stephanie Abee has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Abee (CRD# 5888654).
Stephanie Abee has spent six years in the securities industry and has been registered with Cambridge Investment Research in Raleigh, North Carolina since April 2016. Previous registrations include TransAmerica Financial Advisors in Raleigh, North Carolina (2013-2016); NFP Securities in Raleigh, North Carolina (2012-2013); and TransAmerica Financial Advisors in Raleigh, North Carolina (2011-2012). She has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on October 7, 2011, and Series 7 (General Securities Representative Examination), which she obtained on April 20, 2011. She is a registered broker and investment adviser with nine US states and territories: Delaware, the District of Columbia, Kentucky, Maryland, Minnesota, North Carolina, Ohio, Oregon and Virginia.
According to her BrokerCheck report, she has received one customer complaint and one pending customer complaint.
In November 2017 a customer alleged Stephanie Abee, while employed at Kestra Investment Services, misrepresented material facts related to certain investments in oil and gas securities and recommended investments that were unsuitable and illiquid. The customer is seeing $125,000 in damages in the pending complaint.
In 2016 a customer alleged Stephanie Abee, while employed at TransAmerica Financial Advisors, recommended unsuitable illiquid investments and misrepresented the risks and nature of certain investments, as well as the commissions and fees associated with them. The complaint settled in August 2017 for $250,000.
If you or someone you know has lost money investing with Stephanie Abee, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.