Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 16, 2018 indicate that former Washington-based Hilltop Securities broker/adviser Ronald Calvin is involved in a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Calvin (CRD# 1155195).
Ronald Calvin has spent 35 years in the securities industry and was most recently registered with Hilltop Securities in White Salmon, Washington (2008-2018). He was previously registered with ML Stern & Company in Beverly Hills, California (1983-2008). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 2, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 2, 1984; Series 7 (General Securities Representative Examination), which he obtained on July 16, 1983; and Series 24 (General Securities Principal Examination), which he obtained on February 12, 2001. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint.
In June 2018 a customer alleged Ronald Calvin, while employed at Hilltop Securities, misrepresented material facts related to an investment and recommended an unsuitable investment in a unit investment trust. The customer is seeking a minimum of $950,000 in damages in the pending complaint.
If you or someone you know has a complaint regarding Ronald Calvin, call the attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.