Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2019 indicate that Kansas-based Titan Securities broker/adviser Rodger Sprouse has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sprouse (CRD# 5483578).
Rodger Sprouse has spent nine years in the securities industry and has been registered with Titan Securities in Overland Park, Kansas since 2011. Previous registrations include Evolve Securities in Overland Park, Kansas (2010) and Stonehurst Securities in Folsom, California (2009-2010). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 8, 2009; Series 65 (Uniform Investment Adviser Law Examination), which he obtained on February 8, 2008; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on June 6, 2009. He is a registered broker and investment adviser with eleven US states and territories: Arkansas, Florida, Indiana, Kansas, Missouri, Nebraska, Nevada, New Mexico, Oklahoma, South Carolina, and Texas.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and three customer complaints that were denied or withdrawn.
In February 2019 a customer alleged Rodger Sprouse, while employed at Titan Securities, sold a structured class flow product away from the firm in an outside business activity. The customer is seeking $210,000 in damages in the pending complaint.
In 2014 a customer alleged Rodger Sprouse, while employed at Evolve Securities, recommended viatical settlement products that incurred losses. The customer sought $59,000 in damages in the complaint, which was denied.
In 2013 a customer alleged Rodger Sprouse, while employed at Evolve Securities, did not provide adequate disclosures regarding an investment. The customer sought $100,000 in damages in the complaint, which was denied.
In 2013 a customer alleged he, while employed at Titan Securities, recommended unsuitable investments in equipment leasing, insurance, real estate securities, and BDC products. The customer sought more than $210,300 in damages in the complaint, which was withdrawn.
In 2011 a customer alleged he, while employed at Stonehurst Securities, sold unsuitable life settlement investments. The complaint settled for more than $46,700.
If you or someone you know has lost money investing with Rodger Sprouse, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.