Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2018 indicate that former Tennessee-based Securities Service Network broker/adviser Peter Holler was recently discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Holler (CRD# 838897).
Peter Holler has spent 40 years in the securities industry and was most recently registered with Securities Service Network in Bristol, Tennessee (2001-2017). Previous registrations include Lincoln Financial Advisors Corporation in Fort Wayne, Indiana (1992-2001); the Lincoln National Life Insurance Company in Fort Wayne, Indiana (1992-2001); Chubb Securities Corporation in Fort Wayne, Indiana (1978-1992); and Western Reserve Financial Services (1977-1978). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 16, 2004; Series 7 (General Securities Representative Examination), which he obtained on December 9, 1997; and Series 1 (Registered Representative Examination), which he obtained on June 14, 1977. He is currently not registered with any state or firm.
According to his BrokerCheck report, he was recently discharged from his former employer in connection to alleged rule violations.
In August 2017 he was terminated from his position at Securities Service Network following allegations he engaged in an unapproved and undisclosed outside business activity involving the offering and sale of the Woodbridge Mortgage Investment Fund 3A to customers. The product, his disclosure form notes, “was not approved by the firm for sale.”
If you or someone you know has a complaint regarding Peter Holler, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.