Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that former New York-based Wells Fargo Clearing Services broker/adviser Sandra McCabe has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. McCabe (CRD# 1509542).
Sandra McCabe has spent 18 years in the securities industry and was most recently registered with Wells Fargo Clearing Services in Melville, New York (2005-2017). Previous registrations include Citigroup Global Markets in New York, New York; Wachovia Securities in St. Louis, Missouri; and Prudential Securities in New York, New York. She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). She is currently not registered with any state or firm.
According to her BrokerCheck report, Sandra McCabe has been sanctioned by FINRA and was recently terminated from her former employer.