Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2017 indicate that Florida-based Raymond James & Associates broker/adviser Martin Waldman has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Waldman (CRD# 4566228).
Martin Lewis has spent 14 years in the securities industry and has been registered with Raymond James & Associates in Boca Raton, Florida since 2009. Previous registrations include Vision Investment Services in Boca Raton, Florida (2006-2009) and Northern Trust Securities in Boca Raton, Florida (2003-2009). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 17 US states and territories: California, Connecticut, Florida, Illinois, Iowa, Louisiana, Maryland, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas and Vermont.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In 2015 a customer alleged Martin Waldman, while employed at Raymond James & Associates, over-concentrated investments, recommended unsuitable products, breached his fiduciary duty, acted negligently, and breached contract. The complaint settled in 2016 for $19,500.
In June 2017 a customer alleged Martin Waldman, while employed at Raymond James & Associates, made unsuitable investment recommendations, breached regulatory requirements, breached his fiduciary duty, acted negligently, acted grossly negligent, breached contract, and participated in unauthorized trading. The customer is seeking $1,500,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Martin Waldman, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.