Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 7, 2019 indicate that former Florida-based Pruco Securities broker Mario Telfair recently resigned from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Telfair (CRD# 4912587).
Mario Telfair has spent six years in the securities industry and was most recently registered and was most recently registered with Pruco Securities in Tampa, Florida (2015-2017). Previous registrations include Signator Investors in Sarasota, Florida (2009-2010); AllState Financial Services in Tampa, Florida (2008-2009); and Northwestern Mutual Investment Services in Tampa, Florida (2005-2008). He has passed two securities industry examinations: SIE (Securities Industry Essentials Examination), which he obtained on June 14, 2017; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 15, 2015. He is currently not registered with any state or firm.
According to his BrokerCheck report, he recently resigned from his former employer in connection to alleged rule violations.
In 2017 he submitted his voluntary resignation from Pruco Securities in connection to allegations he submitted “two personal unfunded annuity applications” in connection to which he gave the firm inaccurate information concerning the funds’ availability and source, consequently resulting in his receipt of submissions he was not entitled to.
If you or someone you know has a complaint regarding Mario Telfair, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.