Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 1, 2019 indicate that Illinois-based Voya Financial Advisors broker Kevin Ogden has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ogden (CRD# 1051356).
Kevin Ogden has spent 35 years in the securities industry and has been registered with Voya Financial Advisors in Springfield, Illinois since 2004. Previous registrations include Locust Street Securities in Des Moines, Iowa (1988-2004) and WS Griffith & Company (1983-1988). He has passed six industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 17, 1993; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on October 30, 2002; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 22, 1995; Series 22 (Direct Participation Programs Representative Examination), which he obtained on June 16, 1983; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on December 19, 2000. He is a registered broker with 17 US states and territories: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Florida, Illinois, Indiana, Iowa, Kentucky, Michigan, Missouri, New Mexico, South Carolina, Texas, and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In November 2018 a customer alleged Kevin Ogden, while employed at Voya Financial Advisors, misrepresented material facts related to a real estate security investment. The customer is seeking $78,000 in damages in the pending complaint.
In 2006 a customer alleged Kevin Ogden, while employed at Locust Street Securities, misrepresented material facts regarding a variable annuity product. The complaint settled in 2008 for $70,000.
If you have lost money investing with Kevin Ogden, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.