Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 21, 2018 indicate that South Carolina-based Centaurus Financial broker/adviser Katherine Nishnic has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Nishnic (CRD# 2499553).
Katherine Nishnic has spent 24 years in the securities industry and has been registered with Centaurus Financial in Lexington, South Carolina since 2015. Previous registrations include JP Turner & Company in Lexington, South Carolina (2010-2015); Gunnallen Financial in Lexington, South Carolina (2008-2010); First Allied Securities in Lexington, South Carolina (2000-2008); DE Frey & Company in Denver, Colorado (1997-2000); and Merrill Lynch in New York, New York (1994-1997). She has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on May 15, 1995; SIE (Securities Industry Essentials Examination), which she obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which she obtained on August 19, 1994. She is a registered broker and investment adviser with 12 US states: Arizona, Colorado, Delaware, Florida, Georgia, Maryland, Missouri, Nevada, North Carolina, Oklahoma, South Carolina, and Tennessee.
According to her BrokerCheck report, she has received two pending customer complaints and one customer complaint that was closed with no action taken.
In September 2018 a customer alleged Katherine Nishnic, while employed at Centaurus Financial, recommended unsuitable investments in products include certificates of deposit, corporate bonds, and real estate securities. The customer is seeking $35,000 in damages in the pending complaint.
In August 2017 a customer alleged Katherine Nishnic, while employed at JP Turner & Company, recommended unsuitable investments at a prior broker-dealer firm. The customer sought $95,000 in damages in the complaint, which was closed with no action taken.
In April 2017 a customer alleged Katherine Nishnic, while employed at JP Turner & Company, recommended two unsuitable real estate investment trusts. The customer is seeking more than $8,600 in damages in the pending complaint.
If you or someone you know has lost money investing with Katherine Nishnic, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim matt be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.