Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 15, 2018 indicate that Minnesota-based Feltl & Company broker Justin Pagel has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pagel (CRD# 2554168).
Justin Pagel has spent 23 years in the securities industry and has been registered with Feltl & Company in Wayzata, Minnesota since 2011. Previous registrations include Northland Securities in Minneapolis, Minnesota (2003-2011); Stifel Nicolaus & Company in St. Louis, Missouri (2001-2003); Liss Financial Services in Milwaukee, Wisconsin (1997-2001); and Dougherty Summit Securities in Minneapolis, Minnesota (1995-1997). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 3, 1995; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on July 26, 1995. He is a registered broker with nine US states: Arizona, California, Colorado, Florida, Minnesota, Tennessee, Texas, Vermont, and Wisconsin. He is registered with two self-regulatory organizations (SROs): FINRA and the Nasdaq Stock Market.
According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.
In September 2018 a customer alleged Justin Pagel, while employed at Feltl & Company, recommended unsuitable investments, executed excessive trades, and was negligent in his supervisory duties between January 2014 and December 2015. The customer is seeking $35,000 in damages in the pending complaint.
In 2013 a customer alleged Justin Pagel, while employed at Northland Securities, breached his fiduciary duty, violated NASD conduct rules, failed in his supervisory duties, and made unsuitable investment recommendations. The complaint settled for $55,000.
In 2003 a customer alleged Justin Pagel, while employed at Liss Financial Services, breached his fiduciary duty, acted negligently, made an unsuitable investment recommendation, and placed a market order on certain shares rather than the requested limit order. The complaint resulted in an award to the customer of $100,000.
In 1998 a customer alleged he, while employed at Dougherty Summit Securities, recommended unsuitable investments. The complaint settled for $25,000.
If you or someone you know has lost money investing with Justin Pagel, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.