Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 13, 2017 indicate that Tennessee-based Kalos Capital broker/adviser Jonathan Maxson has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Maxson (CRD# 5403589).
Jonathan Maxson has spent ten years in the securities industry and has been registered with Kalos Capital in Franklin, Tennessee since 2013. Previous registrations include Madison Avenue Securities in Franklin, Tennessee (2008-2013) and Woodstock Financial Group in Franklin, Tennessee (2007-2008). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 14 US states and territories: Alabama, Arizona, Florida, Georgia, Kentucky, Maine, Michigan, New Mexico, North Carolina, Ohio, Tennessee, Texas, Virginia and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In August 2017 a customer alleged Jonathan Maxson, while employed at Madison Avenue Securities, engaged in unspecified conduct in connection to an investment in Adageo Energy Partners. The customer is seeking $195,000 in damages in the pending complaint, in which he is not named as respondent.
In 2012 a party of customers alleged Jonathan Maxson, while employed at Madison Avenue Securities, participated in unspecified conduct related to an investment in Adageo Energy Partners. The complaint, in which he was not named as respondent, settled in 2013 for $50,000.
If you or someone you know has lost money investing with Jonathan Maxson, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.