Jonathan Freeze: Alternative Energy Holdings Complaints

Jonathan FreezePublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Pennsylvania-based Fortune Financial Services broker/adviser Jonathan Freeze, who is currently not affiliated with any broker-dealer firm, has received numerous pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Freeze (CRD# 2642023).

Jonathan Freeze has spent 21 years in the securities industry and was most recently registered with Fortune Financial Services in Canonsburg, Pennsylvania (2015-2017). Previous registrations include Summit Brokerage Services in Fredericksburg, Virginia; LPL Financial in Fredericksburg, Virginia; Lincoln Financial Advisors in Canonsburg, Pennsylvania; and the Lincoln National Life Insurance Company in Glastonbury, Connecticut. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 12, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 22, 1995; SIE (Securities Industry Essentials Examination), which he obtained on April 17, 2017; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on October 6, 1995. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received eight pending customer complaints.

In March 2019 a customer alleged Jonathan Freeze, while employed at Fortune Financial Services, sold an investment in Alternative Energy Holdings, “possibly” away from the firm. The customer is seeking $330,000 in damages in the pending complaint.

In March 2019 a customer alleged Jonathan Freeze, while employed at Fortune Financial Services, sold an investment in Alternative Energy Holdings that may have been “outside the scope of a limited purpose broker dealer.” The customer is seeking $84,000 in damages in the pending complaint.

In February 2019 a customer alleged Jonathan Freeze, while employed at Fortune Financial Services, sold an investment that may have been away from the firm. The customer is seeking $90,000 in damages in the pending complaint.

In February 2019 a customer alleged he, while employed at Fortune Financial Services, possibly sold a Regulation D investment away from the firm. The customer is seeking $370,000 in damages in the pending complaint.

In February 2019 a customer alleged he, while employed at Fortune Financial Services, may have sold an investment in Alternative Energy Holdings away from the firm. The customer is seeking $75,000 in damages in the pending complaint.

In 2017 a customer alleged he, while employed at Fortune Financial Services, recommended unsuitable investments and sold promissory notes that “may be” away from the firm. The customer is seeking $165,000 in damages in the pending complaint.

If you or someone you know has complaints regarding Jonathan Freeze, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.