Laidlaw Rep Jonathan Ebel: Investor Alleges Excessive, Unsuitable Stock Trades

iStock-506822830-300x200

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 18, 2018 indicate that New York-based Laidlaw & Company broker Jonathan Ebel has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ebel (CRD# 5902719).

Jonathan Ebel has spent seven years in the securities industry and has been registered with Laidlaw & Company in Melville, New York since 2015. Previous registrations include Rockwell Global Capital in Melville, New York (2012-2015) and EKN Financial Services in Melville, New York (2011-2012). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 27, 2011, and Series 7 (General Securities Representative Examination), which he obtained on July 8, 2011. He is a registered broker with 38 US states and territories.

According to his BrokerCheck report, he has received one pending customer complaint and one unsatisfied tax lien.

In May 2018 a customer alleged Jonathan Ebel, while employed at Laidlaw & Company, recommended unsuitable investments and executed excessive trades from 2016 until 2018 in connection to investments in listed equities and over-the-counter equities. The customer is seeking $71,000 in damages in the pending complaint.

In 2016 the Internal Revenue Service filed a tax lien totaling $31,962 against him. The lien remains outstanding.

If you or someone you know has lost money investing with Jonathan Ebel, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

Contact Information