Customer Alleged John Ginty Churned Their Account

blog-pics-3-300x182Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that Arizona-based Lincoln Investment broker/adviser John Ginty has been involved in a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ginty (CRD# 1300716).

John Ginty has spent thirty-three years in the securities industry and has been registered with Lincoln Investment in Mesa, Arizona since 2012. Previous registrations include Capital Analysts in Mesa, Arizona (1997-2012); Sun Investment Services in Wellesley Hills, Massachusetts (1991-1997); Home Life Insurance Company (1988-1991); WS Griffith & Company in Hartford, Connecticut (1988-1991); and Joseph P. McGivney and Associates (1984-1988). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 29, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 6, 1987; Series 7 (General Securities Representative Examination), which he obtained on October 20, 1984; and Series 24 (General Securities Principal Examination), which he obtained on August 26, 1986. He is a registered broker and investment adviser with 19 US states and territories: Alabama, Arizona, Arkansas, California, Colorado, Georgia, Illinois, Iowa, Minnesota, Missouri, New Hampshire, New Jersey, New York, Ohio, Oregon, South Carolina, Texas, Washington, and Wisconsin.

According to his BrokerCheck report, he has received one customer complaint.

In April 2017 a customer alleged John Ginty, while employed at Capital Analysts and Lincoln Investment Planning, recommended unsuitable non-traded real estate investment trusts and churned the account. The complaint settled for $40,000.

If you or someone you know has lost money investing with John Ginty, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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