Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 14, 2019 indicate that New Jersey-based ON Equity Sales Company broker Jesse Kovacs has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kovacs (CRD# 5047161).
Jesse Kovacs has spent ten years in the securities industry and has been registered with The ON Equity Sales Company in Forked River, New Jersey since 2016. Previous registrations include Hornor Townsend & Kent in Edison, New Jersey (2013-2016); Hornor Townsend & Kent in Beachwood, New Jersey (2010-2011); Securian Financial Services in Totowa, New Jersey (2007-2009); and NYLife Securities in Edison, New Jersey (2006-2007). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 29, 2009; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on December 14, 2006. He is a registered broker with three US states: New Jersey, New York, and North Carolina.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one denied customer complaint.
In April 2019 a customer alleged Jesse Kovacs, while employed at The ON Equity Sales Company, recommended she invest funds from her brokerage account in “a promissory note held by another individual.” The customer is seeking $125,000 in the pending arbitration.
In 2016 a customer alleged Jesse Kovacs, while employed at Hornor Townsend & Kent, did not disclose the fees associated with a variable annuity purchase. The customer sought unspecified damages in the complaint, which was denied.
In 2009 a customer alleged Jesse Kovacs, while employed at Securian Financial Services, recommended an investment that against her intent exposed her “to the fluctuations of the stock market.” The complaint settled for $25,000.
If you or someone you know has complaints regarding Jesse Kovacs, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.