Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that Pennsylvania-based Purshe Kaplan Sterling Investments broker/adviser Jason Watson has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Watson (CRD# 4414439).
Jason Watson has spent 15 years in the securities industry and has been registered with Purshe Kaplan Sterling Investments in Philadelphia, Pennsylvania since 2014. He was previously registered with New England Securities in Newtown Square, Pennsylvania (2002-2013). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 28, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 28, 2002; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on May 24, 2002. He is a registered broker and investment adviser with four US states: Maryland, New Jersey, New York, and Pennsylvania.
According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.
In March 2019 a customer alleged Jason Watson, while employed at Voya Financial, committed fraud, engaged in deception, and participated in “untrue sales practices” in connection to life insurance purchased through McAdam Financial Group. The customer is seeking unspecified damages in the pending complaint.
In 2016 a customer alleged Jason Watson, while employed at Voya Financial, committed fraudulent misrepresentation and breached his fiduciary duty. The complaint in 2017 settled for $20,000.
In 2013 a customer alleged Jason Watson, while employed at New England Securities, made misrepresentations of material facts regarding an insurance policy. The complaint settled for more than $16,700.
In 2013 a customer alleged he, while employed at New England Securities, engaged in “improper actions” relating to the sale of variable universal life insurance. The complaint settled for $11,785.
If you have lost money investing with Jason Watson, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.