Jack Lowrey: Ameriprise Rep Terminated Over Alleged Discretion, Other Violations

Jack LowreyPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former Florida-based Ameriprise Financial Services broker/adviser Jack Lowrey was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lowrey (CRD# 1241746).

Jack Lowrey has spent 33 years in the securities industry and was most recently registered with Ameriprise Financial Services in Pensacola, Florida (2016-2018). Previous registrations include NBC Securities in Pensacola, Florida (2013-2016); Raymond James Financial Services in Pensacola, Florida (2009-2013); NBC Securities in Pensacola, Florida (2002-2009); UBS Painewebber in Weehawken, New Jersey (2000-2002); JC Bradford & Company in New York, New York (2000); Liberty Securities Corporation in Purchase, New York (1998-1999); Southtrust Securities in Birmingham, Alabama (1997-1998); Independent Financial Securities (1997-1998); Barnett Investments in Jacksonville, Florida (1989-1997); Prudential-Bache Securities in New York, New York (1989); and Merrill Lynch in New York, New York (1984-1989). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 16, 2004; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 7, 1998; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on February 18, 1984. He is currently not registered with any state or firm.

According to his BrokerCheck report, Jack Lowrey was recently discharged from a former employer in connection to alleged rule violations, and resigned from another former employer in connection to alleged rule violations.

In December 2018 he was terminated from his position at Ameriprise Financial in connection to allegations he violated company policies regarding compliance with heightened supervision, client disclosure requirements, and usage of discretion in a non-discretionary account.

In 2016 he was “permitted to resign” from his position at NBC Securities following a determination that he made use of an unauthorized email account.

If you or someone you know has lost money investing with Jack Lowrey, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.