Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that California-based JP Morgan Securities broker/adviser Hayato Tamura has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Tamura (CRD# 4287868).
Hayato Tamura has spent 18 years in the securities industry and has been registered with JP Morgan Securities in Orange, California since 2012. Previous registrations include Chase Investment Services in Orange, California (2010-2012); Morgan Stanley Smith Barney in Santa Ana, California (2007-2009); AG Edwards & Sons in Torrance, California (2003-2007); and UBS Financial Services in Weehawken, New Jersey (2000-2003). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on February 6, 2001; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on December 4, 2000. He is a registered broker and investment adviser with ten US states: Arizona, California, Colorado, Idaho, Nevada, Pennsylvania, Texas, Utah, Virginia, and Wyoming.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In January 2019 a customer alleged Hayato Tamura, while employed at JP Morgan Securities, recommended an unsuitable investment constituting loans to Mr. Tamura’s friend. The customer is seeking $213,332 in damages in the pending complaint.
In 2010 a customer alleged Hayato Tamura, while employed at Chase Investment Services Corporation, failed to follow instructions in connection to a managed account. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has complaints regarding Hayato Tamura, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.