Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 4, 2017 indicate that Arizona-based National Planning Corporation broker/adviser Gary Deardorff has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Deardorff (CRD# 1216674).
Gary Deardorff has spent nineteen years in the securities industry and has been registered with National Planning Corporation in Peoria, Arizona since 2012. Previous registrations include Next Financial Group in Glendale, Arizona; Linsco/Private Ledger Corporation in Glendale, Arizona; National Planning Corporation in El Segundo, California; JW Gant & Associates; Westlake Securities; and Dillon Securities. He is a registered broker and investment adviser with nineteen US states and territories.
According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.
In February 2017 a customer alleged that, while employed at National Planning, he recommended an unsuitable position. The customer is seeking unspecified damages in the pending complaint.
In 2010 a customer alleged Gary Deardorff, while employed at Next Financial Group, mismanaged accounts and recommended unsuitable investments. The complaint settled for $75,000.
In 2003 a customer alleged Gary Deardorff, while employed at Linsco/Private Ledger, recommended unsuitable investments. The complaint settled for $145,000.
In 2003 a customer alleged he, while employed at Linsco/Private Ledger, made unsuitable recommendations. The complaint settled for $140,000.
If you or someone you know has lost money investing with Gary Deardorff, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.