Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 22, 2019 indicate that former California-based TransAmerica Financial Advisors broker Fernando Landicho, who recently received a pending customer dispute, was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Landicho (CRD# 4448966).
Fernando Landicho has spent 15 years in the securities industry and was most recently registered with TransAmerica Financial Advisors in Burlingame, California (2012-2018). He was previously registered with World Group Securities in Burlingame, California (2003-2012). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 3, 2001; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on June 2, 2003. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and was discharged from a former employer in connection to alleged rule violations.
In December 2018 he was terminated from his position at TransAmerica Financial Advisors in connection to allegations he borrowed approximately $9,000 in funds from the customer which he had not yet repaid.
In November 2018 a customer alleged Fernando Landicho, while employed at TransAmerica Financial Advisors, asked him to borrow funds from his variable annuity. The customer is seeking $10,824 in damages in the pending complaint.
If you or someone you know has lost money investing with Fernando Landicho, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.