Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 29, 2019 indicate that New York-based NYLife Securities broker Everton Lewis has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lewis (CRD# 2469780).
Everton Lewis has spent 24 years in the securities industry and has been registered with NYLife Securities in New York, New York since 1994. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on AUgust 15, 1995; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 15, 1994. He is a registered broker with 19 US states and territories: Arizona, California, Connecticut, the District of Columbia, Florida, Georgia, Kentucky, Massachusetts, Mississippi, Nevada, New Jersey, New York, North Carolina, North Dakota, Ohio, Pennsylvania, Virginia, South Carolina, and Washington.
According to his BrokerCheck report, he has received one pending customer complaint and five unsatisfied tax liens.
In December 2018 the Internal Revenue Service filed a tax lien totaling $178,590 against him. The lien remains outstanding.
In November 2018 a customer alleged Everton Lewis, while employed at NYLife Securities, recommended unsuitable transactions and over-concentrated investments in the account. The customer is seeking $100,000-$500,000 in damages in the pending complaint.
In 2017 the New York State Tax Commission filed a tax lien totaling $43,379.81 against him. The lien remains outstanding.
In 2015 New York State filed a tax lien totaling $163,655.56 against him. The lien remains outstanding.
In 2014 the IRS filed a tax lien totaling $19,360 against him. The lien remains outstanding.
In 2012 the IRS filed a tax lien totaling $122,079 against him. The lien remains outstanding.
In 2001 a customer alleged Everton Lewis, while employed at NYLife Securities, did not inform him regarding the maintenance fees payable on an insurance policy. The customer sought $5,547 in damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Everton Lewis, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.