Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 9, 2018 indicate that California-based Ameriprise Financial Services broker/adviser Daniel Torres has received several unsatisfied tax liens. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Torres (CRD# 2163914).
Daniel Torres has spent twenty-six years in the securities industry and has been registered with Ameriprise Financial Services in Irvine, California since 1991. He was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (1991-2006). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 8, 1991 and Series 7 (General Securities Representative Examination), which he obtained on October 1, 1991. He is a registered broker and investment adviser with 18 US states and territories: Arizona, California, Colorado, Georgia, Hawaii, Idaho, Illinois, Missouri, Nevada, New Jersey, New Mexico, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, and Washington.
According to his BrokerCheck report, he has received three denied customer complaints and three unsatisfied tax liens.
In February 2018 the Internal Revenue Service filed a tax lien totaling $197,050.45 against him. The lien remains outstanding.
In September 2017 the Internal Revenue Service filed a tax lien totaling $207,134.60 against him. The lien remains outstanding.
In June 2017 the State of California Franchise Tax Board filed a tax lien totaling $85,835.91 against him. The lien remains outstanding.
In 2009 a customer alleged Daniel Torres, while employed at Ameriprise Financial Services, recommended an unsuitable variable universal life insurance product. The customer sought $14,000 in damages in the complaint, which was denied.
In 2007 a customer alleged Daniel Torres, while employed at Ameriprise Financial Services, made unsuitable investment recommendations. The customer sought $5,000 in damages in the complaint, which was denied.
In 2003 a customer alleged Daniel Torres, while employed at American Express Financial Advisors, misrepresented material facts related to an annuity product. The customer sought $6,681 in damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Daniel Torres, call the attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.