Christopher Tuck: Investor Seeks $120,000 in Complaint Against UBS Rep

Christopher TuckPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that Pennsylvania-based LPL Financial broker/adviser Christopher Tuck has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Tuck (CRD# 5971765).

Christopher Tuck has spent seven years in the securities industry and has been registered with LPL Financial in Doylestown, Pennsylvania since 2011. He has no previous registrations. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 29, 2011; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on October 22, 2011; and Series 24 (General Securities Principal Examination), which he obtained on August 13, 2013. He is a registered broker and investment adviser with 13 US states and territories: Arizona, California, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, Oregon, Pennsylvania, South Carolina, and Virginia.

According to his BrokerCheck report, Christopher Tuck has received one pending customer complaint.

In February 2019 a customer alleged Christopher Tuck, while employed at LPL Financial, acted negligently, breached his fiduciary duty, failed in his supervisory duties, breached contract, misrepresented material facts related to an investment or investments, and violated FINRA rules between May 2018 and February 2019. The customer is seeking $120,000 in damages in the pending complaint.

If you or someone you know has lost money investing with Christopher Tuck, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.