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Theodore FransePublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21 2017 indicate that former South Carolina-based Sandlapper Securities broker/adviser Theodore Franse has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Franse (CRD# 1418012).

Theodore Franse has spent 31 years in the securities industry and has been registered with Sandlapper Securities in Greenville, South Carolina since April 2017. Previous registrations include Independent Financial Group in Fair Oaks, California; First Allied Securities in Fair Oaks, California; AIG Financial Advisors in Fair Oaks, California; SunAmerica Securities in Phoenix, Arizona; and Pruco Securities in Newark, New Jersey. He has passed seven securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); Series 51 (Municipal Fund Securities Principal Examination); Series 24 (General Securities Principal Examination); and Series 26 (Investment Company Products/Variable Contracts Principal Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he was terminated from his former employer and has received one pending customer complaint.

Judy HealyPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 15, 2017 indicate that former Florida-based Merrill Lynch broker/adviser Judy Healy has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Healy (CRD# 4000812).

Judy Healy has spent 15 years in the securities industry and was most recently registered with Merrill Lynch in Melbourne, Florida (1999-2015). She has no previous registrations. She is currently not registered with any state or firm.

According to her BrokerCheck report, she has received one FINRA sanction and one customer complaint, and was terminated from her former employer.

Gary Deardorff

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 4, 2017 indicate that Arizona-based National Planning Corporation broker/adviser Gary Deardorff has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Deardorff (CRD# 1216674).

Gary Deardorff has spent nineteen years in the securities industry and has been registered with National Planning Corporation in Peoria, Arizona since 2012. Previous registrations include Next Financial Group in Glendale, Arizona; Linsco/Private Ledger Corporation in Glendale, Arizona; National Planning Corporation in El Segundo, California; JW Gant & Associates; Westlake Securities; and Dillon Securities. He is a registered broker and investment adviser with nineteen US states and territories.

According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint.

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