Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that former Minnesota-based Ameriprise Financial broker/adviser Stephanie Grossman recently resigned from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Grossman (CRD# 1411355).
Stephanie Grossman has spent 25 years in the securities industry and was most recently registered with Ameriprise Financial Services in Edina, Minnesota (1992-2018). She was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (1992-2006). She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on April 16, 1992, and Series 7 (General Securities Representative Examination), which she obtained on March 20, 1992. Her FINRA records list the following other, uncompensated business activities: the board of directors of the Tergard Foundation, and a co-trustee of trust accounts. She is currently not registered with any state, firm or self-regulatory organization (SRO).
According to her FINRA-provided BrokerCheck report, she recently resigned her former employer in connection to alleged rule violations.