Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 1, 2018 indicate that former Washington DC-based Northwestern Mutual Investment Services broker/adviser Donnell Bowen has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bowen (CRD# 5641822).
Donnell Bowen has spent seven years in the securities industry and was registered with Northwestern Mutual Investment Services in Washington, DC from 2009 through 2017. He has no previous registrations. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 23, 2010, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 1, 2009. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received eight customer complaints and four pending customer complaints, and resigned from his former employer in connection to alleged rule violations.