Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 17, 2018 indicate that New Jersey-based Oppenheimer & Company broker/adviser Gavin Natelli has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Natelli (CRD# 2218909).
Gavin Natelli has spent 25 years in the securities industry and has been registered with Oppenheimer & Company in Florham Park, New Jersey since 2014. Previous registrations include Morgan Stanley in Florham Park, New Jersey (2010-2014); Wells Fargo Advisors in Florham Park, New Jersey (2005-2010); UBS Financial Services in Weehawken, New Jersey (2000-2005); Salomon Smith Barney in New York, New York (1993-2000); and Lehman Brothers in New York, New York (1992-1993). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 27, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 28, 1992; and Series 7 (General Securities Representative Examination), which he obtained on April 8, 1992. He is a registered broker and investment adviser with 21 US states and territories: Arizona, California, Colorado, Connecticut, Delaware, Florida, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Vermont, and Virginia.
According to his BrokerCheck report, he has received one pending customer complaint and was terminated from a former employer in connection to alleged rule violations.