Articles Posted in tax liens

John ReardonPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 31, 2017 indicate that former California-based Western International Securities broker/adviser John Reardon has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Reardon (CRD# 717505).

John Reardon has spent 35 years in the securities industry and was most recently registered with Western International Securities in Pasadena, California (2015-2017). Previous registrations include Merriman Capital in New York, New York; DA Davidson & Company in Pasadena, California; Crowell Weedon & Company in Pasadena, California; Dominick Dominick in New York, New York; UBS Financial Services in Weehawken, New Jersey; Donaldson Lufkin & Jenrette Securities Corporation in Jersey City, New Jersey; Dean Witter Reynolds in Purchase, New York; Donaldson Lufkin & Jenrette in Jersey City, New Jersey; and the Seidler Companies Incorporated in Los Angeles, California. He is currently not registered with any state or firm.

According to his BrokerCheck report, John Reardon has received one pending customer complaint and two unsatisfied tax liens.

Sampson Pearson

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 12, 2017 indicate that former North Carolina-based Northwestern Mutual Investment Services broker Sampson Pearson has been named in a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sampson (CRD# 4159298).

Sampson Pearson has spent 16 years in the securities industry and was most recently registered with Northwestern Mutual Investment Services in Charlotte, North Carolina (2001-2017). Previous registrations include Robert W. Baird & Company in Milwaukee, Wisconsin (2001-2002) and Jefferson Pilot Securities Corporation in Fort Wayne, Indiana (2000-2001). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, Sampson Pearson has received one pending customer complaint and one unsatisfied judgment or lien.

Marco FragnitoPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 2, 2017 indicate that California-based Wells Fargo Advisors Financial Network broker/adviser Marco Fragnito has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fragnito (CRD# 2438311).

Marco Fragnito has spent 23 years in the securities industry and has been registered with Wells Fargo Advisors Financial Network in Laguna Hills, California since 2010. Previous registrations include Raymond James & Associates in Newport Beach, California; Wachovia Securities in Anaheim, California; and Salomon Smith Barney in New York, New York. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 31 (Futures Managed Funds Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with fourteen US states and territories: California, Connecticut, Florida, Illinois, Louisiana, Missouri, Nevada, New Jersey, New York, North Carolina, Oklahoma, South Carolina, Texas and Virginia.

According to his BrokerCheck report, Marco Fragnito has received one customer complaint and two unsatisfied tax liens.

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