Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 17, 2018 indicate that New Jersey-based Kestra Investment Services broker/adviser Robert Iola has received a customer dispute and a regulatory sanction. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Iola (CRD# 2103831).
Robert Iola has spent 27 years in the securities industry and has been registered with Kestra Investment Services in Raritan, New Jersey since October 2017. Previous registrations include Commonwealth Financial Network in Raritan, New Jersey (2014-2017); Summit Equities in Parsippany, New Jersey (2004-2014); Lincoln Financial Advisors Corporation in Fort Wayne, Indiana (1998-2004); and Cigna Financial Advisors in Radnor, Pennsylvania (1990-1998). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on December 22, 2010; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 1, 1991; and Series 7 (General Securities Representative Examination), which he obtained on November 16, 1990. He is a registered broker and investment adviser with 22 US states and territories: Arizona, California, Colorado, Connecticut, Delaware, Florida, Illinois, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Hampshire, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island and South Carolina.
According to his BrokerCheck report, he has received one customer complaint, one regulatory sanction, and one unsatisfied tax lien.