Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 20, 2018 indicate that Georgia-based BB&T Securities broker/adviser Geoffrey Turner was recently sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Turner (CRD# 4007735).
Geoffrey Turner has spent 18 years in the securities industry and has been registered with BB&T Securities in Savannah, Georgia since January 2018. Previous registrations include BB&T Investment Services in Rincon, Georgia (2006-2018); Linsco/Private Ledger Corporation in Okatie, South Carolina (2006); SunTrust Investment Services in Atlanta, Georgia (2005-2006); AllState Financial Services in Lincoln, Nebraska (2004-2005); NCF Financial Services in Durham, North Carolina (2003-2004); First Citizens Investor Services in Raleigh, North Carolina (2001-2003); and Merrill Lynch in New York, New York (1999-2000. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on May 12, 2000; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on September 1, 1999; and Series 24 (General Securities Principal Examination), which he obtained on May 30, 2006. He is a registered broker and investment adviser with 17 US states and territories: Alabama, California, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, New Jersey, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and West Virginia. He is registered with four self-regulatory organizations (SROs): FINRA, Investors’ Exchange LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, Geoffrey Turner has received one regulatory sanction.