Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 17, 2018 indicate that Kansas-based Kestra Investment Services broker/adviser Jeffrey Breault has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Breault (CRD# 1757281).
Jeffrey Breault has spent 31 years in the securities industry and has been registered with Kestra Investment Services in Wichita, Kansas since 2016. Previous registrations include Carey Thomas Hoover & Breault in Wichita, Kansas (1995-2016); Rhodes Securities in Fort Worth, Texas (1990-1995); AG Edwards & Sons in St. Louis, Missouri (1989-1990); and Firm One Securities (1987-1989). He has passed eight securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 24, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 21, 1987; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on October 17, 1987; Series 4 (Registered Options Principal Examination), which he obtained on July 26, 1995; Series 27 (Financial and Operations Principal Examination), which he obtained on May 31, 1995; Series 24 (General Securities Principal Examination), which he obtained on May 2, 1995; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on October 26, 1990. He is a registered broker and investment adviser with 19 US states and territories: Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Kansas, Missouri, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Washington, Wisconsin, and Wyoming.
According to his BrokerCheck report, he has received one pending customer complaint and one regulatory sanction.