Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 17, 2018 indicate that North Carolina-based Innovation Partners broker Michael Isaac has received resolved or pending customer disputes and regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Isaac (CRD# 2287287).
Michael Isaac has spent 5 years in the securities industry and has been registered with Innovation Partners LLC in Charlotte, North Carolina since 2015. Previous registrations include Investors Capital in Shrewsbury, Massachusetts (2009-2015); Girard Securities in Shrewsbury, Massachusetts (2008); Jesup & Lamont Securities in Worcester, Massachusetts (2006-2008); MML Investors Services in Springfield, Massachusetts (2000-2006); Lincoln Financial Advisors Corporation in Fort Wayne, Indiana (1994-2000); the Lincoln National Life Insurance Company in Fort Wayne, Indiana (1994-2000); and Mutual of Omaha Investor Services in Omaha, Nebraska (1992-1994). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 18, 1992, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on November 18, 1992. He is a registered broker and investment adviser with four US states: Arizona, California, Florida, and Massachusetts.
According to his BrokerCheck report, he has received two customer complaints, one pending customer complaint, and two regulatory sanctions.