Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 27, 2019 indicate that New York-based Worden Capital Management broker Richard Reynolds has received new pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Reynolds (CRD# 2162706).
Richard Reynolds has spent 25 years in the securities industry and has been registered with Worden Capital Management in Melville, New York since 2016. Previous registrations include Rockwell Global Capital in Melville, New York (2012-2015); American Capital Partners in Huntington, New York (2005-2010); Janney Montgomery Scott in Philadelphia, Pennsylvania (2001-2005); Gruntal & Company in New York, New York (1995-2001); Rickel & Associates in New York, New York (1994-1995); and South Richmond Securities (1991-1994). Mr. Reynolds is a registered broker with 15 US states and territories.
According to his BrokerCheck report, he has received six customer complaints, two pending customer complaints and three regulatory sanctions.