Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 26, 2018 indicate that New Jersey-based Morgan Stanley broker/adviser Susan Mamis is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Mamis (CRD# 718937).
Susan Mamis has spent 37 years in the securities industry and has been registered with Morgan Stanley in Morristown, New Jersey since 2009. Previous registrations include Morgan Stanley & Company in Morristown, New Jersey (2009) and Merrill Lynch in Warren, New Jersey (1980-2009). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on March 4, 1997; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on December 23, 1980; Series 31 (Futures Managed Funds Examination), which she obtained on May 29, 2009; and Series 7 (General Securities Representative Examination), which she obtained on November 15, 1980. She is a registered broker and investment adviser with 31 US states and territories, and with four self-regulatory organizations: FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to her BrokerCheck report, she has received one pending customer complaints.