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Marcus ParkerPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 1, 2018 indicate that former New Mexico-based Merrill Lynch broker/adviser Marcus Parker was recently sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Parker (CRD# 1031962).

Marcus Parker has spent 35 years in the securities industry and was most recently registered with Wells Fargo Clearing Services in Santa Fe, New Mexico (2008-2017). Previous registrations include in Santa Fe, New Mexico (2001-2008); Salomon Smith Barney in New York, New York (1996-2001); Painewebber in Weehawken, New Jersey (1992-1996); Prudential Securities in New York, New York (1989-1992); Thomson McKinnon Securities in New York, New York (1985-1989); and Dean Witter Reynolds (1982-1985). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on November 25, 1997; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 30, 1982; SIE (Securities Industry Essentials Examination), which he obtained on December 12, 2017; and Series 7 (General Securities Representative Examination), which he obtained on July 17, 1982. He is currently not registered with any state or firm.

According to his BrokerCheck report, he was recently sanctioned by FINRA and has received one denied customer complaint.

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 25, 2018 indicate that former California-based Wedbush Securities broker/adviser Timary Delorme was recently sanctioned by the Securities and Exchange Commission (SEC) and barred from acting as a broker or investment adviser or otherwise associating with firms that sell securities or provide investment advice to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Delorme (CRD# 736418).

Timary Delorme has spent 36 years in the securities industry and was most recently registered with Wedbush Securities in Los Angeles, California (1981-2018). She has no previous registrations. She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on September 15, 1987, and Series 7 (General Securities Representative Examination), which she obtained on August 15, 1981. She is currently not registered with any state or firm.

According to her BrokerCheck report, she has received two customer complaints, two pending customer complaints, and one regulatory sanction.

Steven Pagartanis

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 7, 2018 indicate that former New York-based Lombard Securities broker Steven Pagartanis has been sanctioned by FINRA and barred from acting as a broker, and has also been named in pending SEC fraud charges. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pagartanis (CRD# 1958879).

Steven Pagartanis has spent 28 years in the securities industry and was most recently registered with Lombard Securities in Setauket, New York (2017-2018). Previous registrations include Cadaret Grant & Company in Setauket, New York (2012-2017); Woodbury Financial Services in East Setauket, New York (2011-2012); Cadaret Grant & Company in East Setauket, New York (2006-2011); Invest Financial Corporation in South Setauket, New York (2005-2006); Cadaret Grant & Company in Syracuse, New York (2003-2005); Yankee Financial Group in Melville, New York (2002-2003); Park Avenue Securities in New York, New York (1999-2002; Guardian Investor Services in New York, New York (1997-1999); Tower Square Securities in El Segundo, California (1996-1997); John Hancock Distributors in Boston, Massachusetts (1995-1996); John Hancock Mutual Life Insurance Company in Boston, Massachusetts (1995-1996); Pruco Securities Corporation in Newark, New Jersey (1989-1994); and the Prudential Life Insurance Company of America in Newark, New Jersey (1989-1993). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one customer complaint, nine pending complaints, one FINRA sanction, and one pending SEC complaint.

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