Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2018 indicate that Kansas-based Northwestern Mutual Investment Services broker Calvin Finn is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Finn (CRD# 2190788).
Calvin Finn has spent 26 years in the securities industry and has been registered with Northwestern Mutual Investment Services in Hoisington, Kansas since 1992. He was previously registered with Robert W. Baird & Company in Milwaukee, Wisconsin (1999-2002). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 16, 1999; Series 7 (General Securities Representative Examination), which he obtained on December 14, 2006; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on February 14, 1992. He is registered with eight US states: Colorado, Iowa, Kansas, Maryland, Missouri, Oklahoma, Oregon, and Texas.
According to his BrokerCheck report, he has received one pending customer complaint.
In 2017 a customer alleged Calvin Finn, while employed at Northwestern Mutual Investment Services, was negligent in the analysis and advice provided in connection to a life insurance contract, and that he misrepresented material facts regarding the benefits of a variable annuity contract exchanged for the life insurance contract. The customer is seeking $75,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Calvin Finn, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.