Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that former New York-based AXA Advisors broker/adviser Arnold Mariampolski was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mariampolski (CRD# 5490441).
Arnold Mariampolski has spent 10 years in the securities industry and was most recently registered with AXA Advisors in Woodbury, New York (2008-2018). He has no previous registrations. He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 3, 2008; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on June 3, 2008. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two denied customer complaints and was discharged from his former employer in connection to alleged rule violations.
In December 2018 he was terminated from his position at AXA Advisors in connection to allegations he repeatedly failed to timely amend his Form U4.
In July 2018 a customer alleged Arnold Mariampolski, while employed at AXA Advisors, sold her an unsuitable life insurance policy in 2011. The customer sought unspecified damages in the complaint, which was denied.
In 2015 a customer alleged Arnold Mariampolski, while employed at AXA Advisors, misrepresented material facts regarding a variable life insurance policy. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has complaints regarding Arnold Mariampolski, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.