Public records published by the Financial Industry Regulatory Authority (FINRA) on May 4, 2017 indicate that New Jersey-based Comprehensive Asset Management and Servicing broker/adviser Andrew Bodner has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bodner (CRD# 1765438).
Andrew Bodner has spent 29 years in the securities industry and has been registered with Comprehensive Asset Management and Servicing in Parsippany, New Jersey since 2010. Previous registrations include UBS Financial Services in Florham Park, New Jersey; the GMS Group in Livingston, New Jersey; and Moore & Schley, Cameron & Company. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with nine US states: Connecticut, Delaware, Florida, Maine, New Jersey, New York, North Carolina, Pennsylvania, and South Carolina.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.
In September 2016 a customer alleged Andrew Bodner, while employed at UBS Financial Services, recommended unsuitable products, misrepresented material facts, and made unauthorized purchases involving preferred securities in closed end mutual funds. The customer is seeking $270,000 in damages in the pending complaint.
In 2008 a customer alleged he, while employed at UBS Financial Services, sold an auction rate security prior to widespread illiquidity in the market for auction rate securities. The firm repurchased the security at par value, for $425,00.
In 2008 a customer alleged he, while employed at UBS Financial Services, sold an auction rate security prior to widespread illiquidity in the market for auction rate securities. The firm repurchased the security at par value, for $400,000.
If you or someone you know has complaints regarding Andrew Bodner, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.