Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 29, 2019 indicate that Florida-based Morgan Stanley broker/adviser Adam Palmer has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Palmer (CRD# 2152815).
Adam Palmer has spent 22 years in the securities industry and has been registered with Morgan Stanley in Tampa, Florida since 2009. Previous registrations include Citigroup Global Markets in Tampa, Florida (2006-2009); UBS Financial Services in Tampa, Florida (2000-2006); and JB Hanauer & Company in Parsippany, New Jersey (1996-2000). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 15, 1996; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2016; Series 7 (General Securities Representative Examination), which he obtained on October 2, 1996; and Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on September 11, 2006. He is a registered broker and investment adviser with 30 US states and territories.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In November 2018 a customer alleged Adam Palmer, while employed at Morgan Stanley Smith Barney, recommended unsuitable Puerto Rico bond investments between 2011 and 2018. The customer is seeking $650,000 in damages in the pending complaint.
In 2009 a customer alleged Adam Palmer, while employed at Morgan Stanley Smith Barney, breached his fiduciary duty. The customer sought $22,500 in damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Adam Palmer, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.