Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 19, 2018 indicate that former California-based Wells Fargo Securities broker Matthew McCooey, who has received a customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McCooey (CRD# 5153807).
Matthew McCooey has spent eight years in the securities industry and was most recently registered with Wells Fargo Securities in Los Angeles, California (2013-2018). Previous registrations include Wells Fargo Institutional Securities in San Francisco, California (2014); Citigroup Global Markets in New York, New York (2010-2013); Rafferty Capital Markets in Garden City, New York (2010); and Bear Wagner Specialists in New York, New York (2006). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 6, 2013, and Series 7 (General Securities Representative Examination), which he obtained on May 26, 2010. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and recently resigned from his former employer.