Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 16, 2018 indicate that former Michigan-based Sigma Financial Corporation broker/adviser Peter Bakalis was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bakalis (CRD# 4587325).
Peter Bakalis has spent 15 years in the securities industry and was most recently registered with Sigma Financial Corporation in Trenton, Michigan (2013-2018). Previous registrations include Brokers International Financial Services in Trenton, Michigan (2011-2013); Royal Alliance Associates in Trenton, Michigan (2003-2011); and Raymond James Financial Services in St. Petersburg, Florida (2002-2003). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 21, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 19, 2002; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on October 1, 2002. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint, and he was recently terminated from his former employer in connection to alleged rule violations.