Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that former Michigan-based NYLife Securities broker/adviser Timothy Millis, who has received a customer complaint, recently resigned from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Millis (CRD# 706959).
Timothy Millis has spent 39 years in the securities industry and was most recently registered with NYLife Securities in Okemos, Michigan (2002-2019). Previous registrations include Valic Financial Advisors in Houston, Texas (1999-2002); the Variable Annuity Marketing Company in Houston, Texas (1980-2001); and American Capital Financial Services (1980-1984). He has passed six securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on April 8, 2016; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 28, 1998; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on May 15, 2001; Series 1 (Registered Representative Examination), which he obtained on March 31, 1980; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on August 23, 1996. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and recently resigned from his former employer in connection to alleged rule violations.