Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 18, 2018 indicate that former New Jersey-based FCG Advisors broker/adviser Michael Bressman has been charged with fraud by the Securities and Exchange Commission (SEC). Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bressman (CRD# 873973).
Michael Bressman has spent 38 years in the securities industry and was most recently registered with FCG Advisors in Chatham, New Jersey (2000-2018). He was previously registered with Merrill Lynch in New York, New York (1979-2000). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 9, 2015; Series 66 (Uniform Combined State Law Examination), which he obtained on July 11, 2006; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 8, 1982; SIE (Securities Industry Essentials Examination), which he obtained on May 16, 2018; and Series 7 (General Securities Representative Examination), which he obtained on November 17, 1979. He is currently not registered with any state or firm.
According to his BrokerCheck report, Michael Bressman has received four customer complaints, two regulatory sanctions, and one pending civil complaint by the SEC.